Presented at the 110th Annual Meeting of the Society,
held on 9 April 1998
in the Lincoln Memorial Room of the Union League of Philadelphia



 

REPORT OF THE SECRETARY

REPORT OF THE TREASURER

REPORT OF THE REGENT OF THE LANCASTER COUNTY CHAPTER

REPORT OF THE PRESIDENT

REPORT OF THE NOMINATIONS COMMITTEE

REMARKS OF THE GUEST SPEAKER

 


 

REPORT OF THE SECRETARY  

Your Society exists, in large measure, to honor the men who helped achieve our independence, to celebrate important events that marked the path of the Revolutionary War, and to engage us now with the spirit of the men then who created our nation and its dynamic structure of democracy. What we have done and what we continue to do should evolve from these purposes.

Since the last Annual Meeting, the 109th, held on 10 April 1997, your Board of Managers has met to transact the Society's business each month except July, August, and September.

The 109th Annual Church Service, commemorating the encampment at Valley Forge was held on Sunday, 5 May 1997, at Christ Church, Ithan. The Society's Chaplain, the Reverend Gregory Forrest Dimick, M.Div., delivered the sermon. After the services, about 138 members and guests attended a reception, with buffet supper, at the Radnor Hotel. Mark Crosby Ward and the members of his Committee deserve credit for planning an excellent event.

The 28th Annual Independence Day observance and Bell Ringing Ceremony at Independence Hall, followed by the Wreath Laying Ceremony at Washington Square, again produced an impressive spectacle. Chairman Benjamin Charles Frick worked diligently to ensure that this event ran smoothly and received useful and excellent assistance from Ira Rosen, Welcome America's event planner. This event is clearly your Society's most complex in terms of planning and coordination of participants, and draws a large audience from the public. It also showcases your Society's Color Guard at both Squares. The Maryland Fife and Drum Corps and the 276th Army Band provided music, and Major General James W. MacVay was your Society's quest speaker. At Washington Square the event ended dramatically with a cannon salute fired by the Second Pennsylvania Regiment and a fly over of three A-10's. The luncheon preceding the event took place at the Sheraton Society Hill Hotel. Its larger quarters more easily accommodated the large turnout of over 170 members and their guests.

The Musket Ball, commemorating the victories of the War of Independence at the Battles of Saratoga in October 1777 and Yorktown in October 1781, was held on Saturday, 27 September 1997, at the Philadelphia Country Club in Gladwyne. Chairman Howard Randall Morgan deserves credit for planning an entertaining event. Historian John Marshall Groff provided interesting information about the battles, including how the story of the scalping of Jane McCrea was used ironically to swell the ranks of the American forces against the British at Saratoga. Vice President Leroy Moody Lewis, III, made a formal presentation recognizing retiring Executive Secretary Elizabeth Richardson for her energetic and valued efforts during her tenure with our Society. President Lloyd announced the Society's intention to honor General President James Thorington, II requesting that he represent our Society in presenting the Edward West Richardson Cadet Award at the Air Force Academy in Colorado Springs, Colorado, in the spring of 1998. About 197 members and their guests attended this event and were treated to dance music provided by Jack Keller and his orchestra.

The New Citizens Reception Committee hosted events for newly naturalized Americans on three occasions at the United States District Court over the last year. On 18 June 1997, the Committee helped to welcome 82 new citizens as Judge Louis H. Pollak presided, and on 19 November 1997, the Committee participated in the naturalization ceremony for 71 new citizens, with Judge Edward C. Robreno presiding. Chairman Stephen Paul Hoyt and his committee put in extra effort in participating in a third naturalization ceremony for 105 new citizens on 18 March 1998, and on this occasion Judge Harvey Bartle, III, a member of our Society, presided over the ceremony. These ceremonies provide recurring inspiration as diverse people from diverse nations reach culmination of years of effort to effectuate their choice to become U.S. citizens.

Chairman Dennis Scott Clark Kelley and his Committee planned a very successful Washington's Birthday Party, held on Saturday evening, 21 February 1998, at the Union League. The party provided an opportunity for members and their guests to meet and greet the new General Society President, Thomas Clifton Etter, Jr., who is also a member of your Society. About 224 members and their guests attended and enjoyed the dance music provided by Jack Keller and his orchestra.

Your Society's Color Guard celebrated its Centennial Anniversary with a fine party on 19 April 1997, at the Philadelphia Cricket Club. The flags of the Society and various Color Guard artifacts were on display. Color Guard Historian Anthony Morris, VII, described the Color Guard's founding and proud past, and President Mark Frazier Lloyd toasted the beginning of the Color Guard's next 100 years. Co-Chairmen William Rutherford Firth, Jr. and Richard Dana Smith, Sr. planned a superb event, with an excellent dinner and a lively swing band.

In addition to celebrating its Centennial year, the Color Guard paraded the colors at the Annual Meeting, the Church Service, the Independence Day Celebration, the Musket Ball, Washington's Birthday Party, and the General Society's Triennial held in Annapolis, Maryland last fall. After completing a very successful, five-year term, Captain George Ireland Wright, III, turned the leadership of the Color Guard over to Andrew Jackson Salisbury, II in January of this year.

Your Society had by far the largest attendance of any State Society at the General Society Triennial held in Annapolis from 30 October to 3 November 1997. The Pennsylvania delegation was well prepared to deal with a series of proposed amendments to the General Society's Constitution and Bylaws, in some instances successfully proposing alternative language for amendments, and in others assisting General President Thorington in the adoption of several initiatives.

The role that your Society plays in the General Society is of some significance. As mentioned earlier, the new General President, Thomas Clifton Etter, Jr., is a member of our Society, among others, and his immediate predecessor, James Thorington, II, is also from the Pennsylvania Society. President Lloyd serves on the General Society's Executive Committee; James Goddard MacBride is Assistant General Secretary; and President Emeritus Walter Jeffrey Maiden is a Regional Vice President.

After a long overdue review of the membership rolls and the disenrollment of several dozen men who had not paid their annual dues after repeated requests, the Society’s total membership, including 23 junior members, now stands at 1,098, down from 1,188 at the 1997 Annual Meeting.

The Younger Members Committee, under the able chairmanship of Francis Joseph Bowden, III, continued its active schedule of events. The Committee sponsored or participated in several activities during the year, including a tailgate picnic at the Radnor Hunt Club; a Halloween Party at the Armory in conjunction with the Colonial Dames (Lemon Hill) and the First City Troop; and a wine and cheese party at the Racquet Club.

The Membership Committee, under the chairmanship of Harvard Castle Wood, III, and the Admissions Committee, under the chairmanship of Vice President Richard Renato Paul Di Stefano, continued their joint efforts to streamline the admissions process for new members and to enhance communication with newly admitted members. The Society has contracted part-time with David Moore, a genealogist, to assist applicants with the admissions process.

Under the editorship of Robert Reynolds Van Gulick, Jr., the Society published two newsletters to serve the important purpose of communicating with the membership about current activities and related information.

The Visitors' Center in Valley Forge National Park continues to show the Society's Valley Forge encampment film. This film is also provided to schools upon request.

Your Society and Color Guard have entered a new partnership with the National Constitution Center for the printing and distribution of the booklet containing the Declaration of Independence and the Constitution of the United States. This advantageous partnership guarantees distribution of the booklet to the Society's traditional constituency, the schools of the Philadelphia area, and will result in a much broader distribution throughout Pennsylvania and nationally. The contract was formally consummated on 31 March 1998, with the Society and Color Guard contributing $20,000.00 towards the printing of the booklet. In return, the Society and the Color Guard will receive recognition on the inside front cover of the booklet in both the 1998 printing and the next printing. The Society will benefit from the publicity obtained through the wide distribution of the booklet and the association with the National Constitution Center, a significant national patriotic movement.

Since the 1997 Annual Meeting, the Board of Managers has authorized expenditures in support of the following public programs:

* Distribution of $2,000.00 to the Chester County Historical Society in support of its exhibition, "War Comes to Chester County, 1777-1778." The Society and its Color Guard designated these funds for re-creations of an officer's tent and a soldier's tent at the Continental Army’s Valley Forge encampment.

* Distribution of $5,000.00 to the Warwick Township Historical Society to assist in the restoration of the Moland House, the historic site in Warwick Township, Bucks County where, in August 1777, George Washington made his headquarters while the Continental Army encamped at nearby Neshaminy.

* Distribution of $4,251.00 for the restoration of the General Anthony Wayne Sash and its permanent exhibition at the Wayne’s Chester County home, Waynesborough, now operated as a historic house museum by the Philadelphia Society for the Preservation of Landmarks.

* Distribution of $3,500.00, a sum matched by the State Society of the Cincinnati of Pennsylvania, for a dissertation fellowship at the Philadelphia Center for Early American Studies at the University of Pennsylvania.

* Distribution of $1,500.00 to the Air Force Academy for the Edward West Richardson Cadet Award, to be presented annually by the Academy.

* Distribution of $20,000.00 to the National Constitution Center for printing of a vest-pocket booklet of the Declaration of Independence and United States Constitution. This distribution contained equal, matching amounts by the Society and its Color Guard.

Budgeting for your Society's web site, "www.amrev.org," has increased and reproduction quality photographs of the Society's historical objects and accompanying text and information are being produced for the web site.

The Society permitted CBS to use a one-minute segment of our Valley Forge film in a film that CBS was producing on the Revolutionary War period.

Finally, the Lancaster County Chapter of your Society has agreed to host the General Society's 1998 Annual Board of Managers meeting from 25 through 27 September 1998.

I wish to express my thanks to the committee chairman and other managers and of course, to our Executive Secretary, Martha Taylor, for their assistance in gathering the information for this report.

Respectfully submitted,

Theodore Clattenburg, Jr.

Secretary

 

President Lloyd returned to the podium and asked whether there were any additions or amendments to the Secretary's report. Past Captain of the Color Guard Graham Jeremy Cummin stood and presented an additional report on the completion of the Color Guard’s special project. Over a period of several years the Color Guard sponsored the restoration of the original standard of the First City Troop, as well as an additional thirty flags, at a total project cost to the Society and the Color Guard of $50,000. Another member of the Society rose to say that the Let Freedom Ring National Bell-Ringing Ceremony enjoyed a tremendous increase in the number of radio stations advertising the Independence Day event, publicity which brings national recognition to our Society and its Color Guard. President Lloyd instructed the Secretary to include these remarks as additions to the his report.

 

To Table of Contents

 

REPORT OF THE TREASURER  

In my first year as Treasurer, I am pleased to report that the Society's financial affairs continue in good order. The funds have a net surplus of $1,093,533. This resulted in the year-end combined fund balance of $6,196,162 and represents an increase of more than 20% for 1997.

Before I continue with the financial detail, a few personal comments are in order. While we owe thanks to the financial markets last year for our good results, the strong financial condition of our Society would not have been possible without our Finance Committee, under the guidance of Vice President Harland Wetmore Johnson, the Chairman. I would also like to acknowledge the former Quartermaster and current Captain of the Color Guard, Andrew J. Salisbury, II for his leadership. Although I am reporting for the whole Society tonight, more than 70% of the combined fund surplus I previously reported was due to the Color Guard Fund.

Finally, I am indebted to Vice President Benjamin Frick, my immediate predecessor, for his guidance and support during the past year.

You should each have a summary of the numbers I will present tonight. Although the audit is not complete, I do not expect substantial changes in these numbers.

Combined revenues for the General and Permanent Funds totaled $200,439 (down 7%); for the Color Guard total revenues were $233,480 (down 20%); and for the Lancaster County Chapter total revenues were $1,515 (down 11 %). Combined revenues for all funds totaled $435,434 (down 15%).

Expenses for the General Fund were $233,305 (up 22%); for the Color Guard, total expenses were $177,927 (up 115%); and for the Lancaster County Chapter, expenses were $1,611 (down 17%). Total combined expenses were $412,843 (up 50%).

The increase in expenses was due to a number of activities that occurred in 1997, such as the change in office staff, the purchase of new furniture and computers, and the Triennial Meeting. After capital additions, which includes the realized and unrealized gains in each of the funds, and the annual transfer from the Permanent Fund to the General Fund in accordance with the Society's total return spending policy, there was an operating surplus for each of the funds, which totaled $1,093,533, as I mentioned previously. The General and Permanent Funds had a combined surplus of $325,246, compared to $247,139 for 1996. The Color Guard had a surplus of $768,383, compared to $396,393 for 1996. The Lancaster County Chapter had a deficit of $96, compared to a deficit of $219 in 1996.

As a percentage of total return, our 1997 expenses were 4.4%. This compares with the normally accepted spending rule of 5% for charitable organizations and equates to 12% below the standard.

The full audit report will be printed in the Annual Proceedings.

Respectfully submitted,

Mark Ward

Treasurer


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REPORT OF THE REGENT OF THE LANCASTER COUNTY CHAPTER  

It is my privilege and pleasure to bring greetings from the 85 members of the Lancaster County Chapter of the Pennsylvania Society, five of whom became new members within the past year. At this time, there are twelve new Lancaster County membership applications pending. Activities over the past year have generally followed the pattern of recent prior years.

The Chapter's Annual Meeting was held on Sunday, 4 May 1997, at the Lancaster Country Club. The program featured John G. Fish, a local speaker of note who gave an interesting slide presentation entitled "Historic Lancaster, Seen and Unseen."

On July the Fourth, several members attended the Let Freedom Ring ceremonies at Independence Park in Philadelphia. As always, this is an emotional and spectacular occasion. The Chapter expresses appreciation to the Pennsylvania Society for the van transportation provided, as well as its warm and kind hospitality.

Capital Day was celebrated on 27 September, the 220th anniversary of Lancaster being the capital of the nation for one day in 1777. Chairman of the Lancaster County Commissioners, Terry Kauffman, gave an excellent and appropriate talk.

The fall meeting was held on Sunday, 9 November at White Chimneys, the historic home and museum of the Chapter's Vice Regent, Samuel Cochran Slaymaker, III. Author, historian, civic leader and native Lancastrian Gerald S. (Jerry) Lestz gave a most interesting and informative presentation titled "Lancaster County Artists of the Colonial, Revolutionary and Federal Periods." At this meeting, the Chapter inaugurated the policy of presenting a Sons tie and rosette to new members.

Copies of the Declaration of Independence and Constitution were presented to new citizens at the naturalization ceremonies at the Lancaster County Court in November and again last week. The presiding judge always recognizes the sponsorship of the Sons of the Revolution.

The Chapter assisted at the "Re-enactment of the Continental Line" last May at Rockford, the historic house museum of Washington's Adjutant General, and will assist again on 16 and 17 May of this year, when over 1,500 participants are expected.

The annual meeting of the Chapter will be held on Sunday, 3 May and all Society members are invited to attend. The speaker will be Dr. Frank Bremer, Professor of History at Millersville University. His subject will be the difficult choice faced by the leaders of the American Revolution. The address is entitled "The Revolutionary Choice: Conscience and Courage Among the Sons of Liberty."

Finally, major energies of the Lancaster County Chapter are being devoted to planning and arranging for the Pennsylvania Society to host the Annual Board of Managers Meeting of the General Society of Sons of the Revolution in Lancaster this coming September. Because of this occasion, our Capital Day ceremony on Sunday, September 27th will be very special because the Society's Color Guard will participate. We solicit the assistance and attendance of all members of the Society at this event.

Respectfully submitted

John Stager Shirk

Regent

Lancaster County Chapter

 

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REPORT OF THE PRESIDENT  

In his three-volume work on the celebration of America’s past, Professor Charles B. Hosmer, Jr. discussed the role of the Pennsylvania Society of Sons of the Revolution in the earliest efforts to preserve Independence Hall. The year was 1894 and the City Councils of Philadelphia had vacated the second floor of Independence Hall in order to occupy their new quarters in the new City Hall at Broad and Market Streets. The Sons were one of several patriotic societies who were interested in restoring the entire building, but they won exclusive use of the second-floor rooms by means of a City ordinance passed in April 1895. That should have settled the issue and Independence Hall should have become our society’s headquarters, a circumstance which would have endowed us with huge public prestige and a platform from which we could have wielded great influence in all issues of patriotism and historic preservation in the City and throughout the region. The course of events, however, soon took an altogether different turn. The D.A.R. politely asked us for the right to hold four meetings a year in the coveted rooms. We replied unfavorably, saying that only the City could give that permission. The Daughters accepted our challenge, marched down to City Hall and obtained an ordinance that placed them on an equal footing with the Sons. Soon the Daughters tried to get the Sons to join them in forming a restoration committee -- with no result. The Sons reacted by threatening to leave unless the City gave us sole custody of the building, which the City refused to do. And so, on March 17th, 1896 the Sons of the Revolution withdrew, leaving the D.A.R. in control. "Revolutionary Sons Beat a Retreat" said the headline of the old Philadelphia Bulletin that day and "The Daughters Will Do It," in a follow-up story two days later. Our annual report said only the following, "The question of permanent head-quarters for the Society has received the attention of the Board, and it has been thought best, after careful consideration and much thought upon the subject, to postpone the securing of permanent head-quarters until such time as rooms can be secured in a location appropriate to the objects of this Society and where the possibility of change would be less dangerous."

Perhaps the brevity accorded Independence Hall in the annual report was due to other, more pressing matters. Four full pages were devoted to an account of the General Society’s ongoing dispute with the Sons of the American Revolution and to the Pennsylvania Society’s defense of its General Society officers. "Your Board can see no benefit arising from the consolidation to us in Pennsylvania save only the addition of members to the re-organized Society, if this can be called a benefit. ... We are satisfied with our General Officers; we are satisfied with our insignia, our rosette, our colors, and more than all, our name. In other words, we are satisfied with our Society as it is, and desire no change." Needless to say the merger with the S.A.R. did not go through. If feuding with kindred-spirited hereditary societies were not discouraging enough, the annual report of 100 years ago also lamented that "the Committee on the Equestrian Statue to Major-General Anthony Wayne has accomplished nothing more than what was reported a year ago, and it is a serious question for the Board of Managers to determine in the near future whether this subject shall be entirely abandoned or efforts made to instill new life into the project, which has been under way since 1895, without further progress at this time than what was made during the first year of the existence of the Committee." Perhaps an explanation for such blunt language can be found in the fact that the distinguished chairman of the Wayne Statue Committee was a member of City Council!

Not all was contentiousness, however, one hundred years ago. As we heard in Secretary Clattenburg’s report our Society had formed a Color Guard in 1897 and the Guard’s great collection of standards and colors was beginning to take form; the Society was already holding annual events in celebration of the encampment at Valley Forge and the anniversary of George Washington’s birthday; in 1898 it published a Decennial Register containing rosters and service records of all members and ancestors from the inception of the Society; it was sponsoring a prize for historical research and writing at the University of Pennsylvania; it was erecting monuments and memorials at sites of events associated with the Revolutionary War throughout the Delaware Valley.

In the century since that time we have matured, both in terms of our own membership activities and in terms of our public programs. No greater testimony could be given in this regard than the report of the General Society’s Trent Trophy Committee at the Annapolis Triennial this past October. As most of you may know, the Trent Trophy is awarded at each triennial to the State Society most successful and most distinguished in fulfilling its mission over the prior three years. Pennsylvania captured the Trophy in 1994, at the Triennial held in Savannah. Under General Society rules, no state society may take the award at two successive triennials. Nevertheless the General Society’s 1997 report, using an empirical system for measuring State Society performance, showed that the Pennsylvania Society was nearly one and one half times more active, more productive, more worthy of the award than its nearest rival. Though we dutifully turned the trophy over to the State Society announced as the winner, we left Annapolis knowing that we have become primus inter pares, first among equals, in the federation that is the General Society. In the past year the Pennsylvania Society has been proud to pay tribute to our own members, James Thorington, II and Thomas Clifton Etter, Jr., as Jim has handed the General Presidency of the General Society over to Tom. As you have heard from Regent Shirk, we look forward to hosting, this coming September, the General Society’s Board of Managers meeting in Lancaster. Internally, we have modernized and upgraded our office; our Society’s expanded web site is poised for launch; our new Executive Secretary, Martha Taylor has devoted herself to her work and is making excellent progress in taking command of our day-to-day operations. Our public programs and cooperative ventures flourish and expand, with the City of Philadelphia in our celebration of the Fourth of July; with the Fairmount Park Commission, the National Park Service, and the American Revolution Patriots Fund in the restoration of Washington Square and its annexation by Independence National Historical Park; with the historians, curators, and historic site administrators which make up the Council of American Revolutionary Sites; with the Borough of Malvern in Chester County and the Paoli Battlefield Preservation Fund in the campaign to designate the Paoli Battlefield as an extension of Valley Forge National Historical Park, a cause which Congressman Curt Weldon is now leading in the U.S. Congress; with the Moland House in Bucks County; and in perhaps the most important new partnership of the past year, with the National Constitution Center in the printing and distribution of pocket-sized pamphlets of the Declaration of Independence and the U.S. Constitution. We are fulfilling our mission, gentlemen, on many fronts, with a sweep of scope and magnitude of impact which our predecessors never imagined.

In my view, however, just as the events of the 1890s should teach us the dangers of viewing the past in terms of nostalgia, so too the Bull Market of the present decade must not make us complacent about the future. Treasurer Ward’s report demonstrates that we are conducting our virtual panoply of activities while holding our expenditures at a level considered very conservative in the non-profit world. Our resources may nevertheless prove inadequate to our future task. Even as the explosive growth of the U.S. equities market gives us a sense of assurance as never before, we must keep a steady view of the long term. Towards that end I announced to the Board of Managers a month ago that I was initiating a fund drive to strengthen our endowment through life membership. It will be known as "100 for 2000," meaning 100 new life memberships by the year 2000. A review of the recent history of our Society shows that we have not had a formal membership campaign since the presidency of Martin Pullinger Snyder, a quarter century ago. The effort I am announcing today will perhaps be a little quieter and more personal than that of 1974, but I will ask President Emeritus Snyder to serve as Honorary Chairman and I will personally take leadership of the appeal. Towards that end I paid in my life membership fee last month and it is my intention to stand before you a year from today and to present my son to you for induction to life membership in the Society. Reflect on your commitment to our Society and on the requirements for its future well-being. Consider the austerity and self-sacrifice which characterized your ancestor’s service in the American Revolution. Think of those members of your family who could and should be life members. I hope that you will be moved to participate in "100 for 2000" and to help make it possible for our successors to celebrate the accomplishments and ideals of our great nation 100 years from now.

Respectfully submitted,

Mark Frazier Lloyd

President

 

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NOMINATIONS COMMITTEE REPORT  

President Lloyd relinquished the chair to President Emeritus D. Weston Darby, Jr., who called for the Report of the Nominations Committee

President Emeritus Walter Jeffrey Maiden represented the Nominations Committee. He presented the following slate for consideration by the membership:

President: Mark Frazier Lloyd

Vice Presidents: James Bradley Burke
Richard Renato Paul Di Stefano
Benjamin Charles Frick
Harland Wetmore Johnson
Leroy Moody Lewis, III

Secretary: Theodore Clattenburg, Jr.

Assistant Secretary: Francis Jay Bowden, III

Treasurer: Mark Crosby Ward

Assistant Treasurer: William Lloyd Truscott

Registrar: Jonathan Henry Fitzgerald

Historian: John Marshall Groff

Chaplain: Vacant

Counselor: Curtis Paul Cheyney, III

Managers: (For a term of three (3) years, ending in April 2001)
Joseph Charles Byrne
Anthony Morris, VII
Richard Leopold Walkup
George Shaffer Wood, III

 

Respectfully submitted,

Walter Jeffrey Maiden

Chairman

 

President Emeritus Darby asked whether there was a motion from the floor to accept the report of the Nominations Committee and to instruct the Secretary to cast a single ballot, electing the entire slate of candidates to the offices to which they had been nominated. Such a motion was forthcoming and having been duly made and seconded, it was unanimously adopted by those present. Mr. Darby then congratulated President Lloyd, who resumed the chair.

President Lloyd then extended a welcome to the new officers and managers elected to the Board: Joseph Charles Byrne, Anthony Morris, VII, Richard Leopold Walkup and George Shaffer Wood, III.

As President, he felt honored to serve this Society, expressed his pleasure after serving his first year, and looked forward to his second. He then expressed the Society's gratitude and appreciation to those members of the Board who had just completed their years of service. Rev. Gregory Forrest Dimick, the Society's Chaplain for the past 17 years, a term virtually unrivaled in the 110-year history of our Society, has declined re-nomination and re-election because of declining health. George Gowen Hood Coates, Jr.; Dennis Scott Clark Kelley; Coleman Sellers, VI; and George Tully Vaughan, II have completed their three-year terms of the Society and are owed an enormous debt of gratitude.

 

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REMARKS OF THE GUEST SPEAKER  

President Lloyd then introduced the Society's guest speaker, Seth Cotlar, the Society of Cincinnati/Sons of the Revolution Dissertation Fellow for 1997-1998 at the Philadelphia Center for Early American Studies at the University of Pennsylvania. Mr. Cotlar gave the following talk.

 

"A Brief History of the Word 'Democracy,' 1789-1803," by Seth Cotlar, Sons of the Revolution / Society of the Cincinnati Dissertation Fellow for 1998 at the Philadelphia Center for Early American Studies

When I began contemplating what I would say about democracy tonight, I went to the library in search of a book, which could start me on my way. Clearly, someone must have written a history of the meanings with which Americans over the past 200 years have invested the word democracy. I was startled to find that this obvious book did not exist. Indeed, I had trouble even finding an article on the subject. How could a term so central to America's self-conception have attracted so little historical attention? The most generous explanation would be that the meaning of the word 'democracy' has been so stable over time and is so obvious that there has been no need to analyze it. I do not buy this answer.

A more honest, though troubling answer, is that raising the question of what democracy has meant in other times and in other places forces us to confront the fact that we have very little idea what we mean when we use the word 'democracy' today. It has been able to become such a central part of our national self-conception precisely because it is so vague-just about any policy can be dressed up in patriotic garb by simply calling it 'democratic'. The word carries tremendous weight in our culture as a term of approbation, but as a category of analysis, it has become virtually meaningless. Americans invoke 'democracy' all the time, but we have ceased to have any serious, public conversation about what the word actually means.

When I ask my students at Northwestern University what 'democracy' is, they look at me as if it is a stupid question with an obvious answer. America is a democracy. So what does that mean? At this point, they shift in their seats, avert their eyes when I look toward them, and finally get indignant. They are uncomfortable, I think, because they know that democracy is an important, powerful concept, yet they have never really thought about what it means. At best, they can come up with only two vague definitions for it -a democracy is where there is a free market and where people can vote. The fact that this is all they can offer to fill the category of 'democracy'-a few undigested, well-worn cliches-would leave the late 18th century thinkers that I study flabbergasted. Tonight's talk is premised upon the assumption that these long-dead people still have much to teach us about what democracy should and could mean.

In the time remaining. I want to open this dialogue between the past and the present by revisiting the 1790s, the first decade in which some (but certainly not all) Anglo-Americans used the word 'democracy' with a positive connotation. First, I will sketch out in very broad terms what I think a history of the word 'democracy' between the years 1787 and 1800 would look like and explain how I came to see the need for such a history. Then, shifting from the general to the particular, I want to tell you a story about one 1790s democrat who you have probably never heard of, Morgan John Rhys.

In 1856 Samuel Goodrich, nephew of the staunch New Haven Federalist Elizur Goodrich, noted that "the word democracy .... has essentially changed its signification" since the first years of the new republic. Originally a term of opprobrium, "synonymous with Jacobinism," by the early years of the 1800s democracy had "put on clean linen, and affected respectability." The transformation was so dramatic that "it is difficult for the present generation to enter into the feelings of those days... We who are now familiar with democracy, can hardly comprehend the odium attached to it in the age to which I refer...[People] not only regarded it as hostile to good government, but as associated with infidelity in religion, radicalism in government, and licentiousness in society. It was considered a sort of monster."

I think Samuel's mini-history of democracy is half-right. It is true that most of the people that we today call the founding fathers regarded democracy as a monster. The minutes of the constitutional convention and the federalist papers are filled with statements clearly distinguishing the American republic from a democracy. Moreover, Samuel is also correct in noting that something happened over the course of the 1790s that transformed the word 'democrat' from an epithet into a compliment. However, when he claims that everyone in the early years of the new republic saw democracy in a negative light, he leaves out of the story those early advocates of democracy who so haunted people like his uncle. Democracy was not just a phantom dreamed up by American élites; it had many real, embodied advocates who have somehow disappeared from Samuel's story. Who are these people who insisted on using the word democracy to describe the new nation? Did they regard themselves as evil monsters? In addition, what did these people think about the clean linen their fellow Americans eventually draped over their initially rebellious term?

By telling his story from the perspective of his Federalist predecessors, Samuel missed a crucial irony, which lay at the heart of the history of American democracy. At the same time that the word democracy shifted from a term of abuse to a name one could proudly embrace in public, it was also being drained of its most challenging connota-tions. One could use the term democracy with a positive connotation in 1800, in part, because America truly was a more democratic place-at least less deferential and ex-clusive. However, the term 'democracy' was also acceptable because it no longer posed such a threat to the status quo. Put simply, over the course of the 1790s, democracy had been made safe for the new nation.

I came to these conclusions about the history of democracy while researching my dissertation-a study of American public political discourse in the first 15 years of the new nation in trans-Atlantic context. The subjects of my study are a group of several hundred British and Irish radicals who came to America in the 1790s as well as those Americans who eagerly sought out the latest radical ideas coming out of Europe in that tumultuous decade. This community of self-described democrats (the first Americans to embrace this term) formed and then dissolved between 1789 and 1803. Until now they have received very little attention from American historians and play no part at all in our public historical memory. I have many theories about why this is the case, but I will not bore you with them now. Nevertheless, one possible explanation, which is directly relevant to this talk, is that these people stand as a rebuke to our self-conception as a nation, which has become progressively democratic over time.

These reformers were carriers of a strand of late enlightenment democratic thought that was gradually excised from American public political discourse over the course of the 1790s. To a great extent, the Alien and Sedition Acts of 1798 were designed to silence these radical exiles who had fled political persecution in Pitt's Britain. Although on the grand scale of historical winners and losers these folks ended up in the loser's column, they are worth remembering because they pushed Americans to consider the most radically democratic implications of their revolutionary tradition. We severely misapprehend the struggles of the 1790s if we do not remember that this was a time of international, utopian fervor-- time when an infectious spirit of innovation and experi-mentation drifted both ways across the Atlantic. Democracy was more than just a specter, which haunted most of the founding fathers. It was also an inspirational term which fired the imaginations of thousands of ordinary and not so ordinary people in the 1790s. It was the outcome of the struggle between its supporters and detractors, which fixed the outer boundaries of the word democracy's potentially boundless meanings. We still live with these boundaries today, for better or worse.

Morgan John Rhys was born into a family of small freeholders in 1759 in a section of Southern Wales with deep ties to the Cromwellian dissenters of a century before. In 1787, after several years of preaching, he was ordained a Baptist minister. Forget what you think you know about Baptists, for Rhys was the type of Baptist that could only come out of the late 18th Century. His theology was a fascinating mixture of the Bible and Voltaire. Like many of his British dissenting compatriots — men like Richard Price and Joseph Priestley — he was a thorough-going enlightenment rationalist. Although Rhys lived in what most people considered a cultural backwater, he followed the latest theological and political debates of his day. In rural Wales Rhys wrote pamphlets against the slave trade and established Sunday schools modeled on those modern seminaries of radicalism founded by his fellow dissenters throughout Britain. Around 1790 Rhys headed to Paris with a crate of bibles. Convinced that the French Revolution was propelling the world toward regeneration, Rhys wanted to be there when it happened. After his sojourn in Paris about which we know almost nothing, Rhys returned to Wales in 1792, driven home by first stirrings of war in Europe.

Rhys soon made himself obnoxious to the British authorities. He began organizing political societies throughout Wales and providing them with radical tracts from Paris to London. In early 1793 he began the first Welsh political journal and filled its pages with sympathetic accounts of the French Revolution, excerpts of Thomas Paine, articles on freedom of religion in America, and withering attacks on the British government. In spring of 1794, when the Pitt administration began arresting scores of English, Scottish, Irish, and Welsh radicals Rhys suspended his journal and decided to flee to America. He headed to Liverpool, with a dozen or so compatriots, desperately in search of an American boat but they were already full with other, like-minded people. After several months of nervous waiting, he finally found passage to New York, arriving on October 12, 1794.

Rhys had come to America to escape persecution, but that was only part of his motivation. As early as 1785 he had contemplated the establishment of a Welsh home-land in the American backcountry-a place where his oppressed countrymen could speak their language, practice their religion, and govern themselves without interference from the British government. With the goal of finding an ideal spot for this Welsh settlement, Rhys purchased a horse in New York and began a twelve-month tour of his newly adopted country which would take him from New York to Georgia to Kentucky to Cincinnati and then across Ohio and Pennsylvania back to Philadelphia. What we know about this trip comes from Rhy's extensive and fascinating travel diary.

In many ways, he found America everything he had imagined. After a few months of conversations with the citizens of New York, Pennsylvania, and Delaware he joyfully declared "What are improperly called French Principles pervade the universe and uni-versal emancipation must be the result." He was thrilled to find that "in America there are no dissenters...Free Inquiry is the Fountain of Freedom." Once he crossed into Virginia, however, his tone shifted and he became obsessed with a glaring contradiction: "This is a Land of Liberty full of slaves." On New Year's Day 1795, Rhys addressed the North Carolina House of Representatives on his favorite theme, universal emancipation. He made it clear that "the very Africans [were] not excepted'' from this glorious cause. He repeated this message many more times in sermons and public orations throughout the South, to audiences who listened with varying degrees of sympathy.

As he traveled through the south he met up with a surprising number of like-minded people - he dined with Mrs. White, a staunch democrat who had been burned out by the British in the war and hated aristocrats almost as much as the devil. He sang the Ca Ira and toasted the sans-culottes with sailors in a South Carolina tavern.

In Savannah, Georgia Rhys learned of a black Baptist congregation which had been mercilessly harassed over the years. In 1788, the minister and several of his flock had been publicly flogged and they were only allowed to worship together two days out of every year. Rhys quickly raised several hundred dollars to build a new meeting house for the congregation and rallied the local religious and reformist community to petition the government on behalf of his fellow Baptists. Heading Northwest into the South Carolina backcountry in March of 1795, Rhys encountered a group of a hundred Welshman who were on their way to Kentucky. After serving as the minister to this group of emigrants, he left them and rode on to Ohio to join General Anthony Wayne and his 1500 troops at Greenville.

It just so happened that Rhys found himself present at a pivotal moment in the history of Native American-white relations — the signing of the Treaty of Greenville, which opened up much of the Midwest to white settlement. He spent most of his time with the officers — dining, drinking tea, and conversing with them. But the descriptions of these men take up very little space in his journal. Rhys was much more interested in the hundreds of Native Americans who were daily arriving in the fort in preparation for the treaty signing ceremony. He thought the Indian leaders were much better orators than the whites. Their sense of religion — though not directed into the 'proper channel' — stood in direct contrast to the vanity and dissolute manners of the white officers he observed. On July 4 he delivered an oration in which he pleaded with the Americans to "purchase the right of soil from the Indians" for "every nation of tribe [has] an indefeasible right of soil, as well as a right to govern themselves in what manner they think proper." He imagined a day when "the love of conquest and enlargement of territory [would] be sacrificed" so that "the Americans and Indians could become one people" who no longer murdered each other over land, but lived together in peace. What effect this oration had on his audience (or even who his audience was) we will never know. Either way, this would not be the last time that Rhys' utopian vision would lead him into a seriously misguided historical prediction.

In late 1795 Morgan John Rhys returned to Philadelphia and began making the arrangements for his Welsh settlement called Beula. In October 1796 Rhys purchased 17,400 acres of land in Western Pennsylvania (200miles from Philadelphia) and placed advertisements in local papers to attract settlers and investors. He led the first set of settlers to the land in the spring of 1797 and then headed back to Philadelphia to gather more support for the venture.

By no means were Rhys' promotional efforts unique-towns and speculative land ventures were springing up daily in the 1790s. However, what set Rhys' project apart was the idealism with which he undertook it. The ambitious town plan which he drew up before he had even seen the land was a perfect, Enlightenment grid with street names such as Truth, Zeal, Hope, Free, and Joy. At the center of the town lay a non-denominational seminary and a library, which by 1800 supposedly held 1500 books - quite unusual for a frontier town. Settlers could pay for their land in cash, or with books for the library. This library contained multiple copies of Voltaire, Locke, Blackstone, Brissot, Godwin, Grotius, and Jefferson's Notes on the State of Virginia. 'Citizen' Richard Lee — another radical émigré who had settled in Philadelphia — donated Mary Wollstonecraft's Rights of Woman and her sympathetic history of the French Revolution as well as scores of radical pamphlets which he had published in London. Joseph Priestley, Benjamin Rush, Mathew Carey and many other prominent Jeffersonian bought town lots as symbolic gestures of their support for Rhys project.

This is where the story takes a turn for tragic. When Rhys returned to Beula in the spring of 1798, he found a town of demoralized settlers. Unable to cope with a harsh, hungry winter and the collapse of their gristmill, many settlers had moved on to Ohio or had turned to, in Rhea's words, "the stinking God, whiskey." Over the next few years, he tried to keep the town moving forward -twice rebuilding the mill only to have it swept away by the floodwaters each time. Sinking deeper into debt, he finally had to take a state job in Somerset 40 miles away in order to support himself and his family. When he died suddenly in 1804 at the age of 45 there were fewer than 200 people living in Beula and by 1808, it was essentially a ghost town. Morgan John Rhys, along with his vision of a town of roughly equal, rationally religious, and exceedingly well read citizens, had literally disappeared from the American map.

So had Rhys's particular brand of democracy. In 1792, one would have been hard pressed to find a 'democrat' who actively supported slavery. By 1800, one could be a democrat and a slaveholder with little sense of the contradiction between the two. By the time of Jackson, the democrats favored the most virulently anti-Indian policies. Whereas Rhea's democracy was Universalistic and cosmopolitan, American democracy became increasingly anti-intellectual and localistic -- witness John C. Calhoun's states rights arguments, which defended slavery in the name of local democracy. Perhaps it was inevitable or even best for the country that Rhys and his like-minded compatriots lost the struggle over the meaning of American democracy. Nonetheless, I think their story has much to tell us about precisely how American democracy came to take the peculiar shape that it did.

One mile from Beula a town named Ebensburg, a less ambitious settlement of mostly Welsh immigrants, became the seat of the newly created Cambria County and gradually grew into a moderately prosperous town. I spent the first 18 years of my life in Ebensburg, and in that entire time, I learned only two things about Beula. One, it was supposedly haunted by "the white lady" who had a penchant for carrying away small children. Two, it was that fields in the woods near the junkyard where high school kids had their parties. Morgan John Rhys’ utopian vision of universal emancipation has been erased from the county public memory. In the 1920s when Cambria County had one of the highest per capital ratios of Ku Klux Klan members in the country, it might have done it some good to remember Rhys’s July 4, 1795 credo that the good citizen "is every person's neighbor, the White, the Black, the Red, are alike to him; he recognizes in each a brother." I only hope that in telling his story and the stories of countless others like him, I can contribute in some way to our understanding of what American democracy has been, and what it could be.

 

At the conclusion of his remarks, Mr. Cotlar responded to several interesting questions from the audience. President Lloyd thanked him for his informative talk, presented him with a gift from the Society, and wished him success in his scholarly career.

President Lloyd then asked Captain Salisbury to retire the flags. The officers and members of the Society rose as the flags were paraded out of the room.

The 1998 Annual Meeting adjourned at approximately 6:15 p.m.

Cocktails and a seated dinner followed in the Meade Room.

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